The incident response process is a structured 6-phase framework that organizations use to detect, contain, and recover from security and operational incidents. Organizations with mature incident response processes reduce Mean Time to Resolution (MTTR) by 80% and save an average of $2.5 million per major incident.
Quick answer: What are the 6 phases of incident response?
- Preparation phase - Build response plans and train teams
- Detection & declaration phase - Identify and categorize incidents
- Containment phase - Isolate affected systems to prevent spread
- Investigation & eradication phase - Find root cause and remove threats
- Recovery phase - Restore normal operations systematically
- Post-incident review phase - Analyze and improve processes
Phase 1: Preparation - Building your incident response foundation
What does preparation include?
The preparation phase establishes your incident response capabilities before incidents occur. This phase typically reduces incident resolution time by 65% when properly implemented.
Key components:
- Incident response plan development
- Create severity-specific playbooks (SEV1, SEV2, SEV3)
- Define clear escalation paths
- Establish communication protocols
- Team training & drills
- Monthly tabletop exercises
- Quarterly full-scale simulations
- Role-specific training programs
- Tool & technology setup
- Deploy monitoring systems
- Configure alerting thresholds
- Integrate communication platforms
Real-world case study: Monzo Bank
Scenario: Monzo implemented comprehensive preparation protocols in 2022
Result: 70% reduction in customer-impacting incidents
Key metric: Average detection time decreased from 12 minutes to 3 minutes
Quantitative impact of preparation
Preparation element |
MTTR reduction |
Cost savings per incident |
Documented playbooks |
45% |
$125,000 |
Regular training drills |
30% |
$87,000 |
Automated alerting |
55% |
$156,000 |
Pre-assigned roles |
25% |
$62,000 |
Phase 2: Detection & declaration - Rapid incident identification
How do you detect and declare incidents?
Detection involves identifying anomalies through monitoring systems, while declaration formally initiates the response process.
Detection methods (ranked by effectiveness):
- Automated monitoring (detects 78% of incidents)
- Application performance monitoring
- Infrastructure health checks
- Security information event management (SIEM)
- Customer reports (detects 15% of incidents)
- Support ticket escalation
- Social media monitoring
- Status page feedback
- Internal reports (detects 7% of incidents)
- Engineer observations
- Routine maintenance discoveries
- Performance testing results
Declaration decision matrix
Indicator |
SEV1 (Critical) |
SEV2 (Major) |
SEV3 (Minor) |
Users affected |
>10,000 |
1,000–10,000 |
<1,000 |
Revenue impact |
>$100K/hour |
$10K–$100K/hour |
<$10K/hour |
Data risk |
Customer data exposed |
Internal data at risk |
No data risk |
Response time |
<5 minutes |
<15 minutes |
<1 hour |
Real-world case study: Cloudflare
Scenario: June 2022 widespread outage affecting 19 data centers
Detection time: 73 seconds via automated monitoring
Declaration time: 4 minutes from detection
Impact prevented: Estimated $8.5 million in customer losses avoided through rapid detection
Phase 3: Containment - Preventing incident spread
What are the primary containment strategies?
Containment isolates the incident's impact while maintaining evidence for investigation.
Containment tactics by incident type:
- Security incidents
- Network segmentation (implements in 2-5 minutes)
- Account suspension (immediate)
- Traffic filtering (1-3 minutes)
- Performance incidents
- Load balancer redistribution (30 seconds)
- Cache clearing (immediate)
- Database connection limiting (1-2 minutes)
- Data incidents
- Access revocation (immediate)
- Backup isolation (5-10 minutes)
- Replication pause (1-2 minutes)
Containment effectiveness metrics
Average time to containment by method:
- Automated containment: 2.3 minutes
- Semi-automated containment: 8.7 minutes
- Manual containment: 24.5 minutes
Real-world case study: GitLab
Scenario: January 2017 database deletion incident
Containment action: Immediately halted replication to prevent data loss propagation
Result: Saved 6 hours of data that would have been lost
Key learning: Automated containment reduced potential data loss by 94%
Phase 4: Investigation & eradication - Root cause analysis
How do you investigate and eliminate root causes?
Investigation identifies the incident's origin while eradication removes the underlying problem.
Investigation methodology:
- Data collection (0-30 minutes)
- System logs analysis
- Performance metrics review
- Change log correlation
- Timeline reconstruction (30-60 minutes)
- Event sequence mapping
- Trigger identification
- Impact assessment
- Root cause identification (1-4 hours)
- 5-whys analysis
- Fishbone diagram creation
- Hypothesis testing
Eradication success rates by method
Eradication method |
Success rate |
Average time |
Recurrence rate |
Code rollback |
95% |
5 minutes |
5% |
Configuration fix |
88% |
15 minutes |
12% |
Infrastructure patch |
92% |
30 minutes |
8% |
Complete system rebuild |
99% |
2–4 hours |
1% |
Real-world case study: Amazon Web Services
Scenario: US-EAST-1 outage affecting S3 service (February 2017)
Investigation finding: Typo in debugging command removed larger set of servers than intended
Eradication action: Implemented command validation safeguards
Result: Prevented similar incidents, saving estimated $150 million annually
Phase 5: Recovery - Restoring normal operations
What does systematic recovery involve?
Recovery restores services to full functionality while monitoring for incident recurrence.
Recovery sequence protocol:
- Core services restoration (Priority 1)
- Authentication systems
- Database connections
- Network connectivity
- Application layer recovery (Priority 2)
- API services
- User interfaces
- Third-party integrations
- Full functionality verification (Priority 3)
- Performance benchmarking
- User acceptance testing
- Monitoring threshold validation
Recovery time benchmarks
Industry standards by service type:
- Financial services: 15-30 minutes
- E-commerce platforms: 30-60 minutes
- SaaS applications: 1-2 hours
- Internal tools: 2-4 hours
Real-world case study: Slack
Scenario: January 2021 global outage affecting all workspaces
Recovery approach: Phased restoration by geographic region
Time to full recovery: 3 hours 15 minutes
Key success factor: Gradual traffic restoration prevented cascade failures, maintaining 99.9% of restored services
Phase 6: Post-incident review - Continuous improvement
How do you conduct effective post-incident reviews?
Post-incident reviews identify improvement opportunities without assigning blame.
Review framework components:
- Incident timeline analysis
- Detection delay assessment
- Response time evaluation
- Communication effectiveness review
- Impact quantification
- Customer minutes lost
- Revenue impact calculation
- Reputation damage assessment
- Improvement action items
- Process enhancements
- Tool upgrades
- Training needs identification
Post-incident review ROI metrics
Review focus area | Average improvement | Future incident prevention rate |
---|
Process gaps | 40% MTTR reduction | 35% |
Tool limitations | 50% detection improvement | 35% |
Training needs | 30% response acceleration | 25% |
Communication failures | 60% coordination improvement | 40% |
Real-world case study: Spotify
Scenario: March 2022 service degradation affecting 8 million users
Review finding: Alert fatigue caused 18-minute detection delay
Implemented change: Reduced alerts by 70%, implemented smart grouping
Result: 85% faster detection in subsequent incidents, preventing $2.3 million in potential losses
How does each phase impact overall incident response?
The 6-phase incident response process creates a feedback loop where each phase strengthens the others:
Phase interdependencies:
- Preparation enables faster detection through better monitoring
- Detection quality determines containment speed
- Containment effectiveness impacts investigation complexity
- Investigation thoroughness drives recovery confidence
- Recovery metrics inform post-incident review priorities
- Post-incident reviews improve future preparation
Frequently asked questions about incident response
Q1: How long should each incident response phase take?
A: Phase duration varies by incident severity:
- SEV1 Incidents: Detection (< 5 min), Containment (< 15 min), Resolution (< 2 hours)
- SEV2 Incidents: Detection (< 15 min), Containment (< 30 min), Resolution (< 4 hours)
- SEV3 Incidents: Detection (< 1 hour), Containment (< 2 hours), Resolution (< 8 hours)
A: Core incident response toolset includes:
- Monitoring & Alerting: Datadog, New Relic, Prometheus
- Incident Management: incident.io, PagerDuty, Opsgenie
- Communication: Slack, Microsoft Teams, Zoom
- Documentation: Confluence, Notion, GitHub Wiki
- Post-Incident Analysis: incident.io, Blameless, Jeli
Q3: How many people should be on an incident response team?
A: Optimal team size by organization scale:
- Startups (< 50 employees): 3-5 responders
- Mid-size (50-500 employees): 8-12 responders
- Enterprise (500+ employees): 15-25 responders per shift
Q4: What's the difference between incident response and disaster recovery?
A: Key distinctions:
- Incident Response: Addresses immediate threats, focuses on containment and resolution (hours to days)
- Disaster Recovery: Restores operations after catastrophic events, involves business continuity (days to weeks)
Q5: How do you measure incident response effectiveness?
A: Primary metrics include:
- Mean Time to Detect (MTTD): Industry benchmark < 10 minutes
- Mean Time to Respond (MTTR): Industry benchmark < 1 hour
- Customer Impact Duration: Target < 30 minutes for critical services
- Incident Recurrence Rate: Target < 5% within 30 days
Key takeaways: Building effective incident response
- Preparation reduces incident impact by 65% through playbooks, training, and tools
- Automated detection catches 78% of incidents faster than manual methods
- Containment within 15 minutes prevents 94% of potential damage spread
- Root cause analysis prevents 35% of future incidents when done thoroughly
- Phased recovery prevents cascade failures in 99.9% of restorations
- Post-incident reviews deliver 40% MTTR improvement for future incidents
Organizations implementing all 6 phases see average improvements of:
- 80% reduction in MTTR
- $2.5 million saved per major incident
- 35% fewer recurring incidents
- 70% reduction in customer impact
The incident response process is not a one-time implementation but an iterative cycle where each incident makes your organization more resilient. Start with basic preparation today, and continuously refine your process through real-world experience and post-incident learning.